The role of the Compliance Coordinator will oversee the daily activities of the compliance organization while driving improvement initiatives through discovery to execution.
As the compliance coordinator, you will shape the adoption of the department’s chosen compliance programs, report to the leadership team on progress, communicate across the organization and take accountability for the delivery of sound compliance externally to regulators and internally to all stakeholders.
Position Responsibilities
Required Skills and Experience
Registrations:
Active FINRA registration including Series 7 and 66 are required
Life and Health Insurance Licenses (preferred)
About SterlingBridge
At SterlingBridge, we recruit individuals who fit our culture and values. The atmosphere is fun, friendly but with a high degree of professionalism. We respect our colleagues, customers and business partners. It is a challenging, dynamic and energized environment, with opportunities for personal and professional growth. If you are open-minded, driven and quick to learn we want to speak to you.SterlingBridge has more than a half-century of insurance industry know- how, insurtech leadership, and a "We're On It" spirit. We understand insurance agents, customers, and the tools they need to thrive.
SterlingBridge offers a friendly environment and competitive salary in addition to the following benefits: Generous Paid Time Off, Health & Dental Insurance, Life Insurance, Short & Long Term Disability, Garage Parking, Matching 401(k), Pre-tax Medical & Dependent Care Reimbursement, Insurance licensing continuing education opportunities and free employee networking events.Registered Representatives offering securities through Cetera Advisor Networks LLC, member FINRA/SIPC. Cetera is under separate ownership from any other named entity. Branch: 38 Austin Street, Worcester, MA 01609
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