Job Description

Job Description: This is a full-time position. The Senior Auditor will fulfill the

audit project, lead audit engagements from planning, fieldwork, testing, and issuance of

audit reports. The Internal Audit Manager is also responsible for the tracking and

validation of remediated audit findings, coordinating with Head Office (HO) and the local

audit service provider for internal audit practice. The Internal Audit Manager acts as

a risk manager with the responsibility for identifying, acting on, and escalating risks, and

is held strictly accountable for the failure to discharge their risk management duties.

The Internal Audit Manager is responsible for demonstrating risk awareness by

following all policies, procedures, and internal control in their daily routine.

Focusing on corporate compliance, preferably in corporate banking. Expertise in regulatory compliance, risk management, and internal controls is essential. Strong knowledge of banking regulations, AML/BSA, and experience with audit methodologies and reporting is required.

Responsibilities:

◼ Plans and serves as the in-charge on audits. Manages the end-to-end audit

lifecycle, including audit planning, audit program development, and audit

execution and fieldwork supervision through reporting;

◼ Prepares and reviews workpapers to ensure that they have been prepared in

accordance department’s audit standard; quality assurance standards, and the IIA

Standards;

◼ Makes appropriate recommendations to improve controls that include draft

audit issue memos that are well written and require minimal editing and

communicates audit results with the stakeholders;

◼ Follow-up on management action plans to ensure timely and adequate

remediation of audit issues

◼ Validates issue closures based on control design, operating effectiveness, and

sustainability, and reviews, audit issue validation report;

◼ Coordinates and reviews regulatory issues validation;

◼ Facilitates and communicates requests for information between internal audit

provider and departments/teams, and routinely monitor the timeliness of

material submission;

◼ Provides audit status updates to Head Office, executive management, and

related authorities including regulators, specialized committees of the Branch

◼ Works as a team member, as well as independently, to produce strong audit

results and maintain professional independence and sound judgment in

executing all audit and other assignments;

◼ Other tasks or projects assigned without any conflict of interests for such

independent function

Education and Experience Requirements:

◼ Bachelor in Finance, Accounting, Business Administration, or other business

oriented field (including Information Technology) is required

◼ At least 3 years of related experience in financial services, including knowledge

of regulatory rules and the programs used to comply with key risk management

requirements

◼ Prior experience in risk management, operations, audit or management

consulting, preferably in a financial institution environment

Skills and Knowledge:

◼ Knowledge and experience with aspects of internal audit or internal control

practice

◼ Working experience related to financial industry is a must

◼ Independent worker, accountable and skilled in exercising sound judgment

and decisiveness under pressure

◼ Strong interpersonal, team-working and organizational communication skills

◼ Excellent analytical skills, attention to detail

◼ Computer proficiency in Microsoft Office

◼ Professional certification such as CIA, CAMS or CPA strongly preferred

◼ Strong written and verbal communication skills are required

◼ Ability to work effectively with regulators, external auditors, consultants,

Executive/Senior Management and other control functions

This job description is not limited to the responsibilities listed and the incumbent may

be requested to perform other relevant duties as required by business needs.

Job Tags

Similar Jobs